COMPLIANCE

  • Ridgetop provides a client compliance portal that fully automates our compliance workflow and can also be customized based on client needs to support specific auditing processes.
  • Ridgetop analysts follow a strict framework that enables us to procure only the most appropriate consultants for our clients to work with.
  • We work in partnership with our clients by clearly outlining our rules of engagement and recruiting methodologies at the outset of the relationship.
  • Ridgetop analysts work closely with clients and industry contacts to confirm there are no conflicts of interest prior to any engagement.
  • Detailed documentation and training must be completed by all consultants prior to being presented to clients.
  • In addition to Ridgetop's strict compliance procedures, our platform easily enables clients to incorporate supplementary documentation or approval workflow.
  • Our continuing education platform ensures ongoing compliance for all individuals that we work with.

For further information regarding Ridgetop Research compliance policy and procedure or to submit a request for a copy of the Ridgetop Research Compliance Framework, please email [email protected]